AML compliance testing and sanctions expertise define this Senior Manager role at Broadridge, supporting risk-based reviews and quality assurance. The position follows a hybrid work model. As Senior Manager, you will assess financial crime controls across AML, sanctions, and related compliance programs. Your work will evaluate control design, operating effectiveness, evidence, gaps, emerging risks, and remediation. Transparent judgment and audit-ready reporting are central to communicating findings with stakeholders.

Key Responsibilities
- Plan risk-based testing across AML and sanctions controls
- Evaluate control design and operating effectiveness
- Develop testing procedures, sampling, evidence requests, and documentation
- Identify weaknesses, coverage gaps, root causes,



and emerging risks
- Prepare reports and communicate evidence-based findings

Requirements:
- Experience conducting AML or sanctions testing, monitoring, or audits
- Understanding of financial crime risk management frameworks
- Ability to evaluate controls and assess issue significance
- Strong analytical skills, detail orientation, and professional judgment
- Clear written and verbal stakeholder communication Apply financial crime testing, control assessment, and reporting expertise to strengthen Broadridge compliance risk management and assurance.

📌 Senior Manager AML Compliance Testing (Toronto)
🏢 Broadridge Financial Solutions
📍 Toronto