Support financial compliance at Connor, Clark & Lunn Private Capital Ltd. in Vancouver through regulatory reviews, filings, and detailed information management.Reporting to the Compliance Manager, this Compliance Specialist supports the Private Capital Compliance team. You will assist Wealth Advisors, Associates, and regulators while handling policy documentation, regulatory inquiries, and audits. The hybrid model combines in-office and remote working days throughout the week.Key Responsibilities:Provide compliance-related project support across business functionsReview regulatory filings, inquiries, audits, and compliance reportsMaintain registrant listings and review referral arrangementsConduct client file, KYC, and suspicious activity reviewsDeliver compliance training and regulatory guidance to staffRequirements:Minimum two years of related work experienceUndergraduate degree and industry-specific courseworkFamiliarity with NI 31-103, OSC, BCSC, AMF, and FINTRACAnalytical approach with solid attention to detailPractical experience using AI productivity toolsApply financial compliance expertise, regulatory knowledge, and analytical judgment as a Compliance Specialist supporting Private Capital operations.

📌 Financial Services Compliance Specialist (Vancouver)
🏢 Connor, Clark & Lunn group
📍 Vancouver