Elevate wealth management standards with Canaccord Genuity as the Vice President of Compliance in Toronto. Lead compliance oversight and ensure regulatory adherence in a energetic financial services environment.In this pivotal role within the Wealth Management Compliance team, you will report to the Chief Compliance Officer. Your focus will be on compliance regulation oversight, risk assessments, and developing robust compliance programs.



This position requires a blend of leadership and strategic advisory to ensure the firm’s operations align with securities regulations and client needs.Key Responsibilities:Lead compliance advisory and oversight for Wealth Management operationsDevelop and maintain the firm's compliance program effectivenessConduct risk assessments and oversee remediation plansLiaise with regulatory bodies during audits and examinationsProvide compliance guidance on new products and client solutionsRequirements:10+ years in compliance within wealth management5+ years in a leadership roleStrong knowledge of securities regulationExperience managing regulatory interactionsCompletion of CSC and CPH requiredDrive compliance excellence and innovation while safeguarding client interests at Canaccord Genuity.#J-18808-Ljbffr

📌 Vice President Of Compliance At Canaccord Genuity (Toronto)
🏢 Canaccord Genuity
📍 Toronto