Support private capital compliance at Connor, Clark & Lunn Financial Group through regulatory knowledge and detailed information management. Work within a hybrid office and remote model throughout the week.Reporting to the Compliance Manager, you will support the business's overall compliance function. As a primary resource for Wealth Advisors, Associates, and Regulators, you will manage high volumes of internal and external information. The work includes NI 31-103, regulatory filings, client reviews, and compliance guidance.Key Responsibilities:Provide compliance-related project supportDevelop or revise policies, procedures, and guidelinesReview regulatory filings, inquiries, reviews, and auditsMaintain registrant listings and review employee attestationsAnswer compliance questions and provide regulatory guidanceRequirements:Minimum two years of related experienceUndergraduate degree and industry-specific courseworkFamiliarity with NI 31-103 and Canadian regulatorsAnalytical, detail-oriented problem-solving approachPractical experience with AI productivity toolsBring regulatory expertise, analytical judgment, and information management skills to private capital compliance at Connor, Clark & Lunn.

📌 Private Capital Compliance Specialist (Toronto)
🏢 Connor, Clark & Lunn Financial Group (CC&L)
📍 Toronto