Apply securities industry knowledge as a Credit Officer reviewing retail credit requests and transactions while managing regulatory compliance and risk.

The Credit Officer works with a small team of Credit professionals. This contract role monitors, reviews, and approves daily requests submitted by Advisor Teams. Responsibilities include transaction supervision, reporting, and avoiding unreasonable risk that could result in financial losses.

Key Responsibilities:

- Review daily retail credit requests and transactions
- Approve withdrawals, transfers, and third party payments
- Process security withdrawals, capital calls, and DAP/RAP transactions
- Handle options exercises, donations, journals, write offs, and adjustments




- Supervise daily delinquent cash and short reporting

Requirements:

- Understand the Securities Industry through experience or Canadian Securities Course
- Demonstrate Microsoft Office proficiency, including Outlook, Excel, and Word
- Experience with Dataphile is desired
- Communicate strongly verbally and in writing
- Demonstrate analytical, problem solving, prioritization, and time management skills

Use securities knowledge, analytical ability, and Microsoft Office proficiency to support compliant retail credit decisions and transaction reviews.

📌 Securities Industry Credit Officer (Toronto)
🏢 Richardson Wealth
📍 Toronto