Drive sales, marketing, and distribution compliance at PICTON Investments while supporting AML, KYC, and KYP programs within the Compliance team.

As Manager, Compliance, you will report to the Senior Director, Compliance, providing practical guidance across Sales, Marketing, Product, Operations, and Technology. Your work will cover client-facing materials, compliance vendors, regulatory changes, and financial crime compliance. You will also support onboarding, due diligence, and product reviews.

Key Responsibilities:

- Guide sales, marketing, and distribution compliance activities
- Review presentations, campaigns, digital content, and social media
- Coordinate compliance vendors and resolve ongoing issues
- Support AML monitoring, escalations, and documentation




- Advise stakeholders on regulatory changes and impacts

Requirements:

- Post-secondary education in business, finance, commerce, law, or related field
- Five-plus years of compliance experience in financial services
- Knowledge of Canadian securities regulation
- Experience reviewing client-facing sales and marketing materials
- Practical AML, KYC, KYP, suitability, and due-diligence knowledge

Bring analytical judgment, regulatory expertise, and transparent communication to strengthen PICTON Investments’ compliance program.

📌 Manager Sales Marketing Compliance (Toronto)
🏢 PICTON Investments
📍 Toronto