Lead compliance advisory and second line oversight for TD Asset Management from Toronto, supporting regulatory controls across international jurisdictions.
TD Wealth Compliance seeks a Senior Manager, Business Compliance Oversight reporting to senior compliance leaders. The role advises TDAM stakeholders, manages regulatory change, and addresses compliance risks across Canada, the UK, EU, APAC, and Caribbean. It supports effective controls and processes.
Key Responsibilities: Provide compliance advice on TDAM activities and regulatory matters
Lead assigned Regulatory Compliance Management activities and testing
Assess regulatory changes, emerging risks, and industry developments
Support examinations, investigations, audits, inquiries, and complaints
Develop policies,



controls, processes, and compliance reporting
Requirements: Undergraduate degree and Canadian securities industry courses
10+ years of relevant Asset Management experience
Expertise in PM, EMD, IFM, and institutional clients
Solid influence, presentation, writing, and management reporting skills
Ability to work independently and make sound decisions
Apply your Asset Management expertise, regulatory judgment, and oversight skills to TDAM compliance in Toronto and international markets.

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📌 Senior Manager TDAM Compliance Oversight (Ontario)
🏢 The Toronto-Dominion Bank (Canada)
📍 Ontario