07 Nov
|
Alpaca
|
Ontario
Shape Canadian brokerage operations through clearing, settlement, custody, and automation expertise at Alpaca, serving a global financial infrastructure platform.
As a Senior Brokerage Operations Associate, you will translate CIRO-aligned dealer, clearing, and custody requirements into scalable workflows. You will support account servicing, trade lifecycles, registered accounts, tax operations, and controls. Your documentation will guide Product, Engineering, Compliance, and global Operations.
Key Responsibilities: Design account, trade, custody, and cash processes for ACCC
Define partner-broker responsibilities as operational volume grows
Automate settlement exceptions, reconciliations, and corporate-action processing
Document runbooks, controls, escalations, and vendor interfaces
Prepare registered-account and tax workflows for launch
Requirements: 10+ years supporting Canadian brokerage operations
Experience with CIRO-regulated or Canadian-market operations
Fluency in clearing, settlement, custody, CDS or CDSX, and fails
Depth in at least two specified operational disciplines
Exceptional written communication for SOPs and decision logs
Bring Canadian brokerage expertise, automation judgment, and operational documentation skills to Alpaca's ACCC launch and production readiness.
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📌 Senior Canadian Brokerage Operations Specialist (Ontario)
🏢 Alpaca
📍 Ontario