Apply securities industry knowledge as a Credit Officer reviewing retail credit requests and transactions while managing regulatory compliance and risk.
The Credit Officer works with a small team of Credit professionals. This contract role monitors, reviews, and approves daily requests submitted by Advisor Teams. Responsibilities include transaction supervision, reporting, and avoiding unreasonable risk that could result in financial losses.
Key Responsibilities: Review daily retail credit requests and transactions
Approve withdrawals, transfers, and third party payments
Process security withdrawals, capital calls, and DAP/RAP transactions
Handle options exercises, donations, journals, write offs, and adjustments
Supervise daily delinquent cash and short reporting




Requirements: Understand the Securities Industry through experience or Canadian Securities Course
Demonstrate Microsoft Office proficiency, including Outlook, Excel, and Word
Experience with Dataphile is desired
Communicate strongly verbally and in writing
Demonstrate analytical, problem solving, prioritization, and time management skills
Use securities knowledge, analytical ability, and Microsoft Office proficiency to support compliant retail credit decisions and transaction reviews.

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📌 Securities Industry Credit Officer (Ontario)
🏢 Richardson Wealth
📍 Ontario