AML compliance testing and sanctions expertise define this Senior Manager role at Broadridge, supporting risk-based reviews and quality assurance. The position follows a hybrid work model.
As Senior Manager, you will assess financial crime controls across AML, sanctions, and related compliance programs. Your work will evaluate control design, operating effectiveness, evidence, gaps, emerging risks, and remediation. Clear judgment and audit-ready reporting are central to communicating findings with stakeholders.
Key Responsibilities: Plan risk-based testing across AML and sanctions controls
Evaluate control design and operating effectiveness
Develop testing procedures, sampling, evidence requests, and documentation
Identify weaknesses, coverage gaps, root causes, and emerging risks




Prepare reports and communicate evidence-based findings
Requirements: Experience conducting AML or sanctions testing, monitoring, or audits
Understanding of financial crime risk management frameworks
Ability to evaluate controls and assess issue significance
Solid analytical skills, detail orientation, and professional judgment
Clear written and verbal stakeholder communication
Apply financial crime testing, control assessment, and reporting expertise to strengthen Broadridge compliance risk management and assurance.

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📌 Senior Manager AML Compliance Testing (Ontario)
🏢 Broadridge Financial Solutions
📍 Ontario