Lead TDIS compliance and conduct risk in Toronto, applying securities regulation expertise, independent oversight, and effective challenge across Canadian Banking.As AVP and Chief Compliance Officer, you will own assigned compliance strategy, risk assessment priorities, issue escalation, policy recommendations, and TDIS Board reporting. You will guide business leaders and corporate functions on regulatory relationships, remediation, risk acceptance, and corrective action priorities.Key Responsibilities:

Lead Canadian Banking Compliance and conduct risk programsAssess controls through independent monitoring, testing, and risk indicatorsOversee branch reviews, trade surveillance, and Approved Person registrationsLead regulatory change interpretation, training,



and implementation supportReport material matters to the TDIS Board and designated personRequirements:

University degree required;

Law degree preferred10+years progressive financial services leadership experienceStrong securities regulation, mutual fund dealer, and CIRO knowledgeEligibility to serve as Chief Compliance OfficerExecutive communication, judgment, and people leadership skillsBring compliance leadership, securities expertise, and constructive challenge to TD Investment Services in Toronto as Chief Compliance Officer.

📌 Associate Vice President Compliance Officer (Winnipeg)
🏢 TD
📍 Winnipeg