07 Nov
|
Morgan Stanley
|
Winnipeg
07 Nov
Morgan Stanley
Winnipeg
Apply regulatory capital and IFRS expertise with Morgan Stanley’s Finance division in Toronto, supporting Canadian broker-dealer reporting on a hybrid basis.As a Director-level Regulatory and Legal Entity Reporting Controller, you will support Canadian member firm entities and their CIRO filings. The position requires knowledge of broker-dealer products, legal entity structures, regulatory disclosures, and control frameworks. You will also contribute to audits, regulatory changes, and reporting improvements.Key Responsibilities:
Deliver end-to-end regulatory reporting for Canadian member firm entitiesMaintain supporting schedules, reconciliations, and regulatory disclosuresIdentify emerging risks and develop mitigation strategiesCoordinate audit evidence,
issue resolution, and stakeholdersSupport system enhancements and regulatory mapping updatesRequirements:
CPA Canada or equivalent designationKnowledge of IFRS accounting rulesUnderstanding of broker-dealer products and operational flowsExperience with regulatory capital filings for financial institutionsAt least six years of relevant experience generally expectedBring regulatory capital, financial reporting, and risk expertise to accurate CIRO filings for Morgan Stanley’s Canadian entities.
📌 Canadian Regulatory Capital Controller (Winnipeg)
🏢 Morgan Stanley
📍 Winnipeg