Director Compliance Alternative Asset Management (Montreal)

Director Compliance Alternative Asset Management (Montreal)

07 Nov
|
Sagard Holdings Manager
|
Montreal

07 Nov

Sagard Holdings Manager

Montreal

Lead compliance programs at Sagard, a global multi-strategy alternative asset manager, using regulatory judgment and AI-enabled technology. This role offers functional ownership from Day 1.

As Director, Compliance, you will support Sagard entities in Canada, the United States, and internationally. You will advise on product formation, investment activity, M&A;, private funds, and cross-border advisory work. The position supports legal and compliance capabilities across multiple strategies and jurisdictions.

Key Responsibilities: Lead compliance programs for SEC-registered advisers and Canadian registrants

Maintain compliance manuals, codes, procedures, and related policies

Lead annual reviews and prepare reports for senior stakeholders





Monitor regulatory developments across private markets and advisory activities

Oversee regulatory filings, examinations, inquiries, and remediation

Requirements: Seven to twelve years of relevant regulatory compliance experience

Experience with OSC, AMF, or SEC-registered investment advisers

Knowledge of Investment Advisers Act and SEC private fund rules

Experience managing examinations and regulatory inquiries

AI fluency, technical curiosity, and international platform experience

Apply compliance expertise, private markets knowledge, and practical judgment across Sagard’s growing global investment platform.

📌 Director Compliance Alternative Asset Management (Montreal)
🏢 Sagard Holdings Manager
📍 Montreal

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