Regional Manager, National Supervision (West) Build the future with us Are you driven by coaching and regulatory process and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Regional Manager, National Supervision, you will play a key role in iA Private Wealth Compliance. Oversee and manage the conduct and performance of all direct reports, providing timely and effective feedback to staff members as requiredResponsible for interviewing/hiring new staff membersEnsure all staff performance reviews (probationary, semi-annual and annual) are completed in a timely mannerProvide local, regional, national or company-wide compliance leadership/expertiseWrite Procedures for the Branch Manager Supervision Team procedure manualWork with the Director of T1 to set team/division goalsMotivates the team to achieve the team goals and or pivot as necessary; influences the team’s service level and ability to achieve its objectives in terms of quality, volume and deadlinesImplement strategic processes while periodically balancing employee workloads among the teamMeets the proficiency requirements of a supervisor for retail and managed accountsWork with internal and external strategic partners, committees, executives to influence, persuade, implement compliance policies, processes and goalsTrain and develop new and existing members of the Branch Manager Account Supervision TeamProficient in delivering presentations and public speaking at all levels including National ConferencesMay be responsible for other tasks assigned as necessarySupport in the development and implement compliance service offering that is aligned with iA PW corporate philosophy with documented policies, procedures and training materials for advisors,



branch managers and staffAssist in the delivery of all advisor compliance communications and work closely to ensure consistency in the delivery of services within advisor expectationsIdentify opportunities to enhance efficiency and effectiveness of the firm’s compliance and supervision systemsWhat could accelerate your success in this role Has 7 years or more relevant investment industry experience with a CIRO member firm or an ICPM acceptable to the CorporationIs known for exceptional communication skills, with the ability to communicate effectively in both written and spoken English.

French language proficiency is considered a strong asset.Holds a valid Canadian Securities Course (CSC) certification and possess a valid Branch Manager designation/registration (mandatory).Stands out for a strong understanding of industry regulations and requirements, with the ability to apply them effectively while balancing business development objectives and risk management considerations.Demonstrates strong organizational skills and time management, effectively prioritizing multiple responsibilities and meeting deadlines in a fast-paced setting.Is recognized for their coaching and mentoring capabilities, providing strategic guidance, monitoring progress, and fostering the professional growth and development of team members.Stands out for their ability to manage multiple projects simultaneously, adapt to changing priorities, and perform effectively under tight deadlines.Demonstrates solid interpersonal skills, building and maintaining productive relationships with advisors, colleagues, and clients while delivering a high level of service and collaboration.Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products,



and much more!The typical hiring range for this position is between 110 000$ and 135 000$ CAD per year + bonus ; the base salary offeredmay vary depending on knowledge, skills, years of experience, and internal equity related to the role.Location(s) Vancouver / 988 Broadway WestCompany iA Private Wealth Inc.Posting End Date 2026-10-31Company Overview Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management. With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate. iA Financial group includes of the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement autoOur Commitment to Diversity and Inclusion At iA Financial Group, we support and celebrate diversity.

We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability. Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. We are committed to supporting and celebrating diversity because we believe that it is by bridging our differences that we will be stronger.

We are also committed to creating a stimulating and protected work environment, in addition to offering a real work-life balance with our flexible work model.

📌 Regional Manager, National Supervision (West) (Winnipeg)
🏢 iA Financial Group
📍 Winnipeg