Strategic Compliance Officer – Canada Regulatory (Toronto)

Strategic Compliance Officer – Canada Regulatory (Toronto)

07 Nov
|
UBS
|
Toronto

07 Nov

UBS

Toronto

UBS is seeking a Senior Compliance qualified in Toronto to support the Canada Compliance team. You will partner with legal, risk, and IT to ensure policies meet local regulatory requirements and assist with exams and regulator interactions.

Role emphasizes daily trade surveillance, policy drafting, and training, with collaboration across regional and global committees. Strong knowledge of CIRO/OSC rules and UMIR is essential.

📌 Strategic Compliance Officer – Canada Regulatory (Toronto)
🏢 UBS
📍 Toronto

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