Strengthen regulatory oversight for Canada Life’s wealth platform in Montreal through advisor supervision, compliance education, and trade review.
As Corporate Branch Manager for Quadrus investment services Ltd, you will help Investment Planning Counsel maintain compliant branch operations. The role covers investment representatives, administrative staff, and others connected with mutual fund trading activity. It combines regulatory interpretation with problem solving, prioritization, and advisor support in a hybrid office model.
Key Responsibilities: Assess branch activity against CIRO supervision requirements
Address suitability concerns and undesirable activity
Assist compliance education for representatives and administrative staff




Maintain evidence of completed compliance training
Pre-approve trades for recent and supervised advisors
Requirements: Fluent French and English required for regular client service
Deep expertise in compliance and regulatory matters
Problem-solving skills focused on building solutions
ETF, Bitcoin, and alternative funds course knowledge
Branch Manager qualification and mutual fund registration experience
Support Quadrus and Canada Life wealth operations with regulatory expertise, advisor guidance, and disciplined branch supervision.

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📌 Wealth Management Regulatory Branch Manager (Quebec City)
🏢 Canada Life Group
📍 Quebec City