Senior Compliance Supervisor – Private Wealth (Calgary)

Senior Compliance Supervisor – Private Wealth (Calgary)

06 Nov
|
Wellington-Altus
|
Calgary

06 Nov

Wellington-Altus

Calgary

Wellington-Altus Private Wealth seeks a seasoned Supervisor to oversee Tier 1 supervision and risk management, ensuring CIRO compliance across registrants. The role requires CIRO Supervisor registration and industry designations such as CIM or CFA, with a robust focus on policy adherence and cross-functional collaboration.

Ideal candidates have 5+ years with a CIRO member dealer (2+ in supervision), excellent communication, and strong analytical skills.

📌 Senior Compliance Supervisor – Private Wealth (Calgary)
🏢 Wellington-Altus
📍 Calgary

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