Regulatory advisory delivery leadership defines this Senior Director role at Broadridge, based in the Greater Toronto Area with client travel required.
The Senior Director leads Emerging Technologies advisory engagements for Canadian financial institutions. You will shape proposals, target operating models, risk frameworks, regtech implementations, and production-ready controls. The role also develops delivery teams and practice assets.

Key Responsibilities

Own advisory engagement scope, quality, margin, satisfaction, and product alignmentShape opportunities, statements of work, pricing, staffing, and delivery riskLead regulatory and operating model engagements from assessment through implementationDesign enterprise risk, compliance, RCSA,



and internal control programsRepresent Broadridge in executive meetings and regulatory readiness reviewsRequirements:
Bachelor's degree or equivalent practical experience12+ years in regulatory compliance, risk, operations, or consulting5+ years leading consultants or multidisciplinary delivery teamsKnowledge of CIRO, CSA, OSFI, FINTRAC, and provincial regulatorsGreater Toronto Area location and required client-site travel availabilityApply regulatory expertise, engagement leadership, and risk program knowledge to Broadridge Emerging Technologies advisory delivery.
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📌 Senior Director Regulatory Advisory Delivery (Winnipeg)
🏢 Broadridge Output Solutions
📍 Winnipeg