Lead central registrant advisory and portfolio management support for Scotiabank in Toronto, applying regulatory expertise and investment consulting across wealth management.
This Director oversees the Central Registrant and Investment Advisory team, supporting Wealth Managers and Associate Portfolio Managers. The role also directs the Wealth Associates Advancement Program and Registrant Advancement Program. Responsibilities span client suitability, portfolio strategies, governance, compliance, sales support, and investment platform consulting.

Key Responsibilities

Lead CRIA, WAAP, and RAP teams and programsProvide registrant support and portfolio advisoryMonitor model strategies and communicate portfolio changesMaintain policies, procedures,



and regulatory documentationSupport proposals, presentations, and portfolio attribution reviewsRequirements:
CSC and CIM, or predecessor CIFCFA designation and national Advising Representative registrationUniversity degree in business, economics, accounting, or financeMinimum 10 years’ discretionary investment management experienceAdvanced regulatory knowledge and solid communication skillsApply investment leadership, registrant oversight, and relationship management expertise to support Scotiabank’s wealth platform in Toronto.
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📌 Director Central Registrant Advisory (Winnipeg)
🏢 Scotiabank
📍 Winnipeg