Support regulatory client outreach and data management at CIBC Capital Markets in a hybrid Toronto position, onsite one to three days weekly.
As an Analyst, you will support investigations, assessments, and outreach activities for direct clients, funds, shared clients, and brokers. The work covers regulatory data collection, validation, documentation, and client lifecycle processes. You will collaborate with Front Office, Legal, Compliance, Operations, and other stakeholders.
Key Responsibilities:
- Investigate missing or inaccurate regulatory data
- Collect regulatory information and supporting documentation
- Follow up with customers and stakeholders
- Maintain audit trails and evidence
- Support regulatory outreach campaigns and assessments
Requirements:
- Experience in administration, data management, or compliance
- Research, analysis, and documentation proficiency
- Degree in Finance, Accounting, Business, or related field
- Knowledge of Capital Markets clients and products
- Robust decision-making and critical thinking skills
Bring regulatory compliance, research, and stakeholder communication skills to support accurate client data at CIBC Capital Markets.
📌 Regulatory Client Outreach Analyst (Toronto)
🏢 CIBC
📍 Toronto
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