Lead regulatory advisory delivery at Broadridge using risk management and emerging technology expertise in a hybrid Greater Toronto Area role. Shape complex engagements for Canadian financial institutions.
As Senior Director, you will lead the Emerging Technologies practice’s advisory engagements and report to the VP, Practice Lead. Your work spans regulatory change, dealer consolidation, regtech, operating models, and enterprise risk programs. You will connect advisory services with Broadridge platforms while guiding directors, managers, and consultants.

Key Responsibilities
Own engagement scope, quality, margin, satisfaction, and product alignmentLead regulatory and operating model engagements end to endDirect AML, surveillance, onboarding,



and AI-enabled implementationsDesign enterprise risk and compliance programsDevelop reusable advisory offers, frameworks, and client deliverablesRequirements: Bachelor’s degree or equivalent practical experience12+ years in regulatory compliance, risk, operations, or consulting5+ years leading consultants or multidisciplinary delivery teamsKnowledge of CIRO, CSA, OSFI, and FINTRACBased in Greater Toronto Area and able to travelBring executive communication, commercial judgment, and regulatory fluency to Broadridge’s advisory delivery leadership across Canada.

📌 Senior Director Regulatory Advisory Delivery (Canada)
🏢 Broadridge
📍 Canada