Lead compliance across Sagard’s alternative asset management platform, using regulatory judgment and AI-enabled processes. Work from Montreal, Toronto, or Recent York.
The Director, Compliance supports Sagard affiliates across Canada, the United States, and international jurisdictions. This senior role covers SEC-registered advisers, Canadian registrants, private funds, and alternative strategies. You will help strengthen programs, support transactions, and advise executive stakeholders.

Key Responsibilities

Lead compliance programs for Sagard affiliates and registrantsMaintain manuals, codes, supervisory procedures, and policiesDirect annual reviews, reports, filings, and regulatory examinationsAdvise on products, transactions, conflicts, marketing,



and valuationCoordinate cross-border compliance matters and trainingRequirements:
Seven to twelve years of relevant regulatory experienceExperience with OSC, AMF, or SEC-registered advisersStrong Investment Advisers Act and SEC rules knowledgeExperience managing examinations and regulatory inquiriesAI fluency, communication skills, and practical judgmentBring alternative investment compliance expertise, cross-border perspective, and technological curiosity to Sagard’s growing global platform.

📌 Director Compliance Alternative Asset Management (Canada)
🏢 Sagard
📍 Canada