ACA Group in Recent York, NY is seeking a Compliance Analyst to join our team in a hybrid role.
You will work with relationship managers, account owners, and engagement leads to provide regulatory consulting for investment advisers and other financial firms.
The role includes completing the Analyst Training Program, conducting mock SEC examinations, drafting reports and policies, and maintaining knowledge resources. A FINRA SIE or equivalent is preferred, with travel as needed. #J-18808-Ljbffr