Investment Industry Compliance Manager (Burnaby)

Investment Industry Compliance Manager (Burnaby)

02 Nov
|
IA Groupe financier
|
Burnaby

02 Nov

IA Groupe financier

Burnaby

Shape compliance service delivery with iA Private Wealth Inc. through investment-industry supervision, staff coaching, and strategic process implementation.

This Regional Manager, National Supervision (West) position centers on compliance leadership for retail and managed accounts. You will develop team members, implement documented policies and training materials, and work with partners, committees, and executives. Strong organization, communication, and regulatory judgment are central to the work.

Key Responsibilities:

- Develop compliance policies, procedures, and training materials
- Train Branch Manager Account Supervision Team members
- Set goals with the Director of T1
- Balance workloads and implement strategic processes
- Deliver compliance communications consistently to advisors

Requirements:

- Seven or more years of relevant investment industry experience
- Valid Branch Manager designation or registration
- Valid Canadian Securities Course certification
- Solid organizational and time management skills
- Ability to manage projects under tight deadlines

Use investment compliance expertise, structured processes, and team development skills to strengthen supervision services for iA Private Wealth.

📌 Investment Industry Compliance Manager (Burnaby)
🏢 IA Groupe financier
📍 Burnaby

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