Assess market conduct risk for CLIC in a hybrid Specialist position, applying compliance judgment and operational expertise two days in office.

Within Individual Insurance and Wealth Management, this regular full time Specialist supports Co-operators’ Market Conduct and Compliance Framework. You will assess Advisor suitability, monitor Advisors and MGAs/AGAs, and complete audits. The work also includes onboarding access and commission processing.

Key Responsibilities:

- Assess Advisor suitability using established contracting standards
- Monitor market conduct among Advisors and MGAs/AGAs
- Perform scheduled Advisor and MGA/AGA audits
- Prepare monitoring and audit summary notes and reports
- Process commission files and analyze related data

Requirements:

- Two to four years in insurance, analysis, audit, or compliance
- Education in business, accounting, risk, compliance, or audit beneficial
- Knowledge of analytical methods and financial industry regulations
- Understanding of Life Insurance products and procedures
- Ability to analyze multiple data streams and communicate clearly

Apply market conduct assessment, audit, and compliance skills while supporting Advisor onboarding and commissions at CLIC.

📌 Third Party Market Conduct Specialist (Guelph)
🏢 Co-operators
📍 Guelph