Regional Compliance Supervision Manager (Winnipeg)

Regional Compliance Supervision Manager (Winnipeg)

02 Nov
|
iA Financial Group
|
Winnipeg

02 Nov

iA Financial Group

Winnipeg

Lead regulatory supervision and team coaching as Regional Manager, National Supervision, based in Vancouver with a hybrid work model. Guide iA Private Wealth compliance operations.At iA Private Wealth Inc., this manager oversees the Branch Manager Account Supervision Team across the West. The role combines compliance leadership, staff development, performance management, and regulatory process expertise. You will influence policies, strengthen service delivery, and support documented procedures, training materials, and communications for advisors, branch managers, and staff.Key Responsibilities:
Train, coach, mentor, and develop supervision team membersOversee conduct, performance, feedback,



and staff reviewsInterview and hire recent staff membersProvide regional and national compliance leadershipIdentify opportunities to improve supervision systems and efficiencyRequirements:
Seven or more years of relevant investment industry experienceExperience with a CIRO member firm or acceptable ICPMValid Canadian Securities Course certificationMandatory valid Branch Manager designation or registrationStrong English communication, coaching, and organizational skillsApply regulatory expertise, coaching capability, and supervision leadership to support iA Private Wealth teams in Vancouver.
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📌 Regional Compliance Supervision Manager (Winnipeg)
🏢 iA Financial Group
📍 Winnipeg

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