Lead Regulatory Compliance Management at Haventree Bank using risk assessments, control frameworks, and Canadian regulatory knowledge. Support federally regulated banking compliance.Reporting to the Senior Manager, Regulatory Compliance, this manager directs and operates Haventree Bank’s RCM framework. The work enhances policies, procedures, systems, and controls supporting regulatory requirements and industry codes. It serves the Bank’s alternative mortgage, GIC, and digital banking businesses.Key Responsibilities:
Design and maintain regulatory risk and control assessment methodologyAdminister Regulatory Compliance Management systems and coordinate business sign-offsResearch regulatory developments and disseminate changed requirementsReview controls, identify improvements,
and monitor corrective action plansSupport compliance training, advisory work, reviews, and investigationsRequirements:
University degree in law, business, or equivalent experienceFour to five years in financial services or retail bankingExperience in compliance, audit, or internal control functionsKnowledge of Canadian banking laws and regulatory frameworksExperience with GRC systems such as Resolver or RefinitivApply regulatory expertise, control knowledge, and explicit communication to strengthen Haventree Bank’s compliance framework and banking operations.
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