Lead compliance strategy at Guardian Capital LP through regulatory oversight, governance, and monitoring within Desjardins Global Asset Management. Support Canadian securities obligations.

As Chief Compliance Officer, you will design, implement, oversee, and enhance GCLP’s compliance management framework. You will advise senior management, provide independent regulatory risk oversight, and align local obligations with Desjardins Group’s global compliance strategy. The position leads governance, testing, reporting, and compliance risk management practices.

Key Responsibilities:

- Oversee GCLP’s compliance program under Canadian securities requirements
- Monitor regulatory developments and assess organizational impact
- Lead examinations, audits, inquiries, and remediation initiatives
- Maintain compliance policies, procedures,



and governance frameworks
- Present compliance reporting to executives and regulatory committees

Requirements:

- Bachelor’s degree in law, finance, business, accounting, economics, or related field
- Minimum 10 years’ compliance, legal, regulatory, risk, or securities experience
- Minimum five years in senior compliance leadership
- Asset management or financial services experience
- CSC and CCC, CCO examination, or permitted equivalent required

Apply regulatory judgment, executive influence, and securities expertise to strengthen Guardian Capital LP’s compliance framework and governance.

📌 Chief Compliance Officer Asset Management (Toronto)
🏢 Desjardins
📍 Toronto