Director Compliance Alternative Asset Management (Montreal)

Director Compliance Alternative Asset Management (Montreal)

02 Nov
|
Sagard Holdings Manager
|
Montreal

02 Nov

Sagard Holdings Manager

Montreal

Lead compliance programs at Sagard, a global multi-strategy alternative asset manager, using regulatory judgment and AI-enabled technology. This role offers functional ownership from Day 1.As Director, Compliance, you will support Sagard entities in Canada, the United States, and internationally. You will advise on product formation, investment activity, M&A, private funds, and cross-border advisory work. The position supports legal and compliance capabilities across multiple strategies and jurisdictions.Key Responsibilities: Lead compliance programs for SEC-registered advisers and Canadian registrantsMaintain compliance manuals, codes, procedures,



and related policiesLead annual reviews and prepare reports for senior stakeholdersMonitor regulatory developments across private markets and advisory activitiesOversee regulatory filings, examinations, inquiries, and remediationRequirements: Seven to twelve years of relevant regulatory compliance experienceExperience with OSC, AMF, or SEC-registered investment advisersKnowledge of Investment Advisers Act and SEC private fund rulesExperience managing examinations and regulatory inquiriesAI fluency, technical curiosity, and international platform experienceApply compliance expertise, private markets knowledge, and practical judgment across Sagard’s growing global investment platform.#J-18808-Ljbffr

📌 Director Compliance Alternative Asset Management (Montreal)
🏢 Sagard Holdings Manager
📍 Montreal

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