Lead compliance strategy at Guardian Capital LP through regulatory oversight, governance, and monitoring within Desjardins Global Asset Management. Support Canadian securities obligations.
As Chief Compliance Officer, you will design, implement, oversee, and enhance GCLP’s compliance management framework. You will advise senior management, provide independent regulatory risk oversight, and align local obligations with Desjardins Group’s global compliance strategy. The position leads governance, testing, reporting, and compliance risk management practices.
Key Responsibilities: Oversee GCLP’s compliance program under Canadian securities requirements
Monitor regulatory developments and assess organizational impact
Lead examinations, audits, inquiries, and remediation initiatives
Maintain compliance policies, procedures,



and governance frameworks
Present compliance reporting to executives and regulatory committees
Requirements: Bachelor’s degree in law, finance, business, accounting, economics, or related field
Minimum 10 years’ compliance, legal, regulatory, risk, or securities experience
Minimum five years in senior compliance leadership
Asset management or financial services experience
CSC and CCC, CCO examination, or permitted equivalent required
Apply regulatory judgment, executive influence, and securities expertise to strengthen Guardian Capital LP’s compliance framework and governance.

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📌 Chief Compliance Officer Asset Management (Ontario)
🏢 Desjardins
📍 Ontario