02 Nov
|
IA Groupe financier
|
British Columbia
02 Nov
IA Groupe financier
British Columbia
Shape compliance service delivery with iA Private Wealth Inc. through investment-industry supervision, staff coaching, and strategic process implementation.
This Regional Manager, National Supervision (West) position centers on compliance leadership for retail and managed accounts. You will develop team members, implement documented policies and training materials, and work with partners, committees, and executives. Robust organization, communication, and regulatory judgment are central to the work.
Key Responsibilities: Develop compliance policies, procedures, and training materials
Train Branch Manager Account Supervision Team members
Set goals with the Director of T1
Balance workloads and implement strategic processes
Deliver compliance communications consistently to advisors
Requirements: Seven or more years of relevant investment industry experience
Valid Branch Manager designation or registration
Valid Canadian Securities Course certification
Strong organizational and time management skills
Ability to manage projects under tight deadlines
Use investment compliance expertise, structured processes, and team development skills to strengthen supervision services for iA Private Wealth.
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📌 Investment Industry Compliance Manager (British Columbia)
🏢 IA Groupe financier
📍 British Columbia