Lead central registrant advisory and portfolio management support for Scotiabank in Toronto, applying regulatory expertise and investment consulting across wealth management.
This Director oversees the Central Registrant and Investment Advisory team, supporting Wealth Managers and Associate Portfolio Managers. The role also directs the Wealth Associates Advancement Program and Registrant Advancement Program. Responsibilities span client suitability, portfolio strategies, governance, compliance, sales support, and investment platform consulting.
Key Responsibilities: Lead CRIA, WAAP, and RAP teams and programs
Provide registrant support and portfolio advisory
Monitor model strategies and communicate portfolio changes
Maintain policies, procedures, and regulatory documentation




Support proposals, presentations, and portfolio attribution reviews
Requirements: CSC and CIM, or predecessor CIF
CFA designation and national Advising Representative registration
University degree in business, economics, accounting, or finance
Minimum 10 years’ discretionary investment management experience
Advanced regulatory knowledge and robust communication skills
Apply investment leadership, registrant oversight, and relationship management expertise to support Scotiabank’s wealth platform in Toronto.

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📌 Director Central Registrant Advisory (Ontario)
🏢 Scotiabank
📍 Ontario