Strengthen Q Wealth Partners’ compliance program through proactive risk resolution, regulatory reporting, and coordinated initiatives while working independently in a remote setting.
This Senior Compliance Analyst role manages obligations and complex projects from initiation through completion. You will develop solutions, coordinate internal stakeholders, monitor progress, and provide meaningful updates to Compliance management. The position emphasizes accountability, documentation, continuous improvement, and timely resolution across regulatory responsibilities.
Key Responsibilities: Develop project plans, timelines, milestones, and deliverables
Coordinate stakeholder accountability and responses across departments
Maintain conflicts, trading, disclosure, and acknowledgement records
Lead examinations, audits, due diligence,



and cybersecurity assessments
Improve policies, controls, training, automation, and workflows
Requirements: Minimum 10 years’ compliance experience in Canadian financial services
Registered Portfolio Manager, Investment Fund Manager, or CIRO Dealer experience
Independent project ownership with minimal supervision
Strong accountability, judgment, and time management
Adaptability to evolving technologies, systems, and workflows
Bring compliance program management, stakeholder coordination, and practical problem-solving to Q Wealth Partners’ evolving regulatory environment.

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📌 Senior Compliance Program Manager (Ontario)
🏢 Q Wealth Partners
📍 Ontario