Assess market conduct risk for CLIC in a hybrid Specialist position, applying compliance judgment and operational expertise two days in office.
Within Individual Insurance and Wealth Management, this regular full time Specialist supports Co-operators’ Market Conduct and Compliance Framework. You will assess Advisor suitability, monitor Advisors and MGAs/AGAs, and complete audits. The work also includes onboarding access and commission processing.
Key Responsibilities: Assess Advisor suitability using established contracting standards
Monitor market conduct among Advisors and MGAs/AGAs
Perform scheduled Advisor and MGA/AGA audits
Prepare monitoring and audit summary notes and reports
Process commission files and analyze related data
Requirements: Two to four years in insurance, analysis, audit, or compliance
Education in business, accounting, risk, compliance, or audit beneficial
Knowledge of analytical methods and financial industry regulations
Understanding of Life Insurance products and procedures
Ability to analyze multiple data streams and communicate clearly
Apply market conduct assessment, audit, and compliance skills while supporting Advisor onboarding and commissions at CLIC.

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📌 Third Party Market Conduct Specialist (Saskatchewan)
🏢 Co-operators
📍 Saskatchewan