Apply regulatory capital and IFRS expertise with Morgan Stanley’s Finance division in Toronto, supporting Canadian broker-dealer reporting on a hybrid basis.

As a Director-level Regulatory and Legal Entity Reporting Controller, you will support Canadian member firm entities and their CIRO filings. The position requires knowledge of broker-dealer products, legal entity structures, regulatory disclosures, and control frameworks. You will also contribute to audits, regulatory changes, and reporting improvements.

Key Responsibilities:

- Deliver end-to-end regulatory reporting for Canadian member firm entities
- Maintain supporting schedules, reconciliations, and regulatory disclosures
- Identify emerging risks and develop mitigation strategies
- Coordinate audit evidence,



issue resolution, and stakeholders
- Support system enhancements and regulatory mapping updates

Requirements:

- CPA Canada or equivalent designation
- Knowledge of IFRS accounting rules
- Understanding of broker-dealer products and operational flows
- Experience with regulatory capital filings for financial institutions
- At least six years of relevant experience generally expected

Bring regulatory capital, financial reporting, and risk expertise to accurate CIRO filings for Morgan Stanley’s Canadian entities.

📌 Canadian Regulatory Capital Controller (Toronto)
🏢 Morgan Stanley
📍 Toronto