Lead investment compliance oversight at CIBC as a Senior Analyst, focusing on derivatives and hybrid work with one to three onsite days weekly.

Reporting to the Director, Investment Controls, you will oversee CAM retail, institutional, and private wealth mandates. Your work covers multi-asset portfolios, regulatory requirements, client investment guidelines, and controls reporting. You will support policies, monitoring, and operational change.

Key Responsibilities:

- Establish pre-trade and post-trade derivatives compliance processes
- Monitor portfolio manager investment processes and requirements
- Analyze regulatory developments affecting CAM products
- Support projects, launches, and risk management meetings
- Develop trend, heat map, and management reporting





Requirements:

- Experience with investment compliance monitoring and derivatives instruments
- Asset management experience within financial services or banking
- Proficiency with Excel macros, VBA, Access, and querying languages
- Knowledge of derivatives and Canadian or foreign securities legislation
- Degree in finance, business, commerce, or a relevant field

Apply investment controls, derivatives knowledge, data analysis, and regulatory expertise to strengthen oversight at CIBC Asset Management.

📌 Senior Investment Controls Analyst (Toronto)
🏢 CIBC
📍 Toronto