02 Nov
|
Morgan Stanley
|
Toronto
02 Nov
Morgan Stanley
Toronto
Apply regulatory capital and IFRS expertise with Morgan Stanley’s Finance division in Toronto, supporting Canadian broker-dealer reporting on a hybrid basis. As a Director-level Regulatory and Legal Entity Reporting Controller, you will support Canadian member firm entities and their CIRO filings. The position requires knowledge of broker-dealer products, legal entity structures, regulatory disclosures, and control frameworks. You will also contribute to audits, regulatory changes, and reporting improvements. Key Responsibilities:
Deliver end-to-end regulatory reporting for Canadian member firm entities Maintain supporting schedules, reconciliations, and regulatory disclosures Identify emerging risks and develop mitigation strategies Coordinate audit evidence,
issue resolution, and stakeholders Support system enhancements and regulatory mapping updates Requirements:
CPA Canada or equivalent designation Knowledge of IFRS accounting rules Understanding of broker-dealer products and operational flows Experience with regulatory capital filings for financial institutions At least six years of relevant experience generally expected Bring regulatory capital, financial reporting, and risk expertise to accurate CIRO filings for Morgan Stanley’s Canadian entities.
📌 Canadian Regulatory Capital Controller (Toronto)
🏢 Morgan Stanley
📍 Toronto