Lead national supervision for Scotia Mc Leod in Toronto, applying regulatory oversight and business controls within a standard office-based setting. Oversee risk, compliance, and conduct obligations across wealth management operations.As Director, National Supervision, Scotia Mc Leod, Business Controls & Oversight, you will lead the National Supervision team. You will ensure strategies, plans, and initiatives comply with regulations, internal policies, and procedures. The mandate includes operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk under applicable frameworks.Key Responsibilities: Lead National Supervision and customer-focused team cultureEnsure Tier 1 compliance oversight obligations are metOversee CIRO, OSFI,
and audit regulatory requirementsSupport enterprise AML/ATF Program implementation across Wealth ManagementLead three direct reports and broader international oversightRequirements: University degreeCurrent CIRO supervisory-category registrationTen or more years of securities experienceRequired Canadian securities and derivatives course completionLeadership experience managing teams and regulatory knowledgeApply national supervision, regulatory compliance, AML/ATF oversight, and business controls leadership across Scotia Mc Leod in Toronto.#J-18808-Ljbffr
📌 Director National Supervision Toronto
🏢 Scotiabank
📍 Toronto
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