Advise on regulatory registrations at National Bank using data analysis and securities regulation expertise. Support stakeholders across registration activities.
As a Technical Advisor in the Registration Department, you specialize in regulatory requirements affecting registered employees. You provide technical guidance, interpret registration rules, and support National Bank Savings and Investments Inc. This work also involves collaboration with compliance, human resources, legal affairs, managers, and employees.
Key Responsibilities:
Advise stakeholders on regulatory registration requirements
Provide advanced technical and regulatory support
Act as a registration expert for internal partners
Coordinate special projects responding to regulatory changes
Interpret and clarify AMF and CIRO registration rules
Requirements:
Three-year qualified college diploma or academic equivalent
At least three years of industry-related experience
Ability to analyze and review securities regulations
Knowledge of Microsoft Excel and Office365 applications
Effective written and verbal communication in French and English
Apply regulatory analysis, registration expertise, and transparent communication while supporting National Bank stakeholders and registered employees.
📌 Regulatory Registration Technical Advisor Montreal (Canada)
🏢 National Bank of Canada
📍 Canada
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