Senior Field Supervision Manager Ciro North Vancouver

Senior Field Supervision Manager Ciro North Vancouver

01 Nov
|
Arc'teryx
|
North Vancouver

01 Nov

Arc'teryx

North Vancouver

Lead CIRO supervision for Manulife Wealth advisor teams as a Senior Field Supervision Manager in a hybrid role with regular regional travel.

This senior supervisory position supports Tier 1 oversight, complex reviews, and compliance culture across advisor offices. You will work with Regional Field Supervision, Line 2 Compliance, Risk, Legal, and Operations. The work includes trade reviews, suitability, KYC updates, escalations, training, and branch reviews.

Key Responsibilities:
Approve daily, monthly, and quarterly trade reports
Review accounts, KYC updates, suitability, and exceptions
Handle complex supervisory items and escalations
Conduct onsite reviews and deliver advisor training




Perform annual branch reviews and support remediation

Requirements:
Three to five years of CIRO supervision or compliance experience
CIRO Supervisor and Registered Representative registration
Completion of CSC, CPH, and Investment Dealer Supervisors Courses
Knowledge of Canadian regulatory and provincial securities requirements
Mandarin proficiency and regular regional travel availability

Apply senior CIRO supervision, complex review, stakeholder management, and regulatory judgment across Manulife Wealth advisor offices.

📌 Senior Field Supervision Manager Ciro North Vancouver
🏢 Arc'teryx
📍 North Vancouver

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