Financial Services Regulatory Compliance Lead (Ontario)

Financial Services Regulatory Compliance Lead (Ontario)

01 Nov
|
Financial Services Regulatory Authority of Ontario
|
Ontario

01 Nov

Financial Services Regulatory Authority of Ontario

Ontario

Shape financial regulation at FSRA through compliance leadership, regulatory interpretation, and evidence-based recommendations for complex market conduct matters.
As Technical Lead, you will support regulatory oversight across FSRA’s financial sectors and contribute to departmental priorities. The position requires audit or compliance expertise, risk-based assessment, and sound judgment when addressing significant or sensitive issues. You will also help translate regulatory expectations into effective supervisory practices.
Key Responsibilities: Assess complex compliance issues and recommend resolution strategies
Conduct holistic reviews for consistent regulatory interpretation
Support strategic plans, supervisory initiatives, and operational projects
Advise management and stakeholders on regulatory requirements




Mentor staff preparing escalated compliance and enforcement matters
Requirements: University degree in business, economics, law, accounting, or related field
At least three years in compliance, audit, risk, or oversight
Knowledge of a regulated financial-services sector
Risk-based auditing, project-management, and leadership skills
Solid advisory, problem-solving, presentation, and writing abilities
Bring regulatory analysis, stakeholder advice, and compliance leadership to FSRA’s work protecting consumers and supporting consistent financial-sector oversight.

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📌 Financial Services Regulatory Compliance Lead (Ontario)
🏢 Financial Services Regulatory Authority of Ontario
📍 Ontario

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