Lead regulatory compliance for Morgan Stanley's Canadian businesses using solid analysis and detailed knowledge of CIRO and FINTRAC requirements. The work supports regulated Wealth Management.
As Executive Director within International Wealth Management Compliance, provide coverage for the CIRO-regulated Wealth Management business and Morgan Stanley at Work in Canada. Advise business units, develop compliance procedures, and work with Management on new business proposals. The mandate also includes training, staff supervision, and regulatory risk management across applicable laws, rules, and internal policies.
Key Responsibilities: Support management on new business proposals
Advise business units across regulatory compliance matters
Create policies and procedures for laws, regulations, and rules




Train teams on compliance policies and procedures
Supervise Compliance Department staff
Requirements: Minimum 10 years' relevant experience in financial services compliance
Knowledge of Canadian Anti-Money Laundering requirements
Order Execution Only regulatory and practice knowledge
Experience with CIRO, FINTRAC, or related regulators
Excellent English communication and strong analytical skills
Use regulatory expertise, analytical judgment, and compliance leadership to protect Morgan Stanley's Canadian Wealth Management franchise.

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📌 Executive Director Canadian Regulatory Compliance (Alberta)
🏢 Morgan Stanley
📍 Alberta