Lead financial planning teams at TD Wealth in Barrie, Ontario, using sales leadership and business development expertise. Full-time hours total 37.5 weekly.
As Senior Regional Manager, Financial Planning, you will guide Wealth Advice Specialists and Financial Planners. You will oversee a diverse reporting function, develop talent, and support client relationships in the mass affluent segment. Your leadership will connect planning, service delivery, referrals, and regulatory requirements.
Key Responsibilities: Lead high-performing Wealth Advice Specialists and Financial Planners
Provide team, sales, and business development leadership
Mentor teams on business practices and compliance requirements
Manage portfolio relationships, processes, and regulatory requirements
Maintain risk management and control aligned with risk appetite
Requirements: University degree with over five years of senior management experience
Five years of industry experience
Current CIRO Registered Representative license or six-month completion commitment
Investment Dealer Supervisors Course completion where applicable
Solid communication and team management skills
Bring financial planning leadership, regulatory knowledge, and relationship management expertise to TD Wealth’s Barrie team.