Apply regulatory capital and IFRS expertise with Morgan Stanley’s Finance division in Toronto, supporting Canadian broker-dealer reporting on a hybrid basis.
As a Director-level Regulatory and Legal Entity Reporting Controller, you will support Canadian member firm entities and their CIRO filings. The position requires knowledge of broker-dealer products, legal entity structures, regulatory disclosures, and control frameworks. You will also contribute to audits, regulatory changes, and reporting improvements.
Key Responsibilities: Deliver end-to-end regulatory reporting for Canadian member firm entities
Maintain supporting schedules, reconciliations, and regulatory disclosures
Identify emerging risks and develop mitigation strategies
Coordinate audit evidence,



issue resolution, and stakeholders
Support system enhancements and regulatory mapping updates
Requirements: CPA Canada or equivalent designation
Knowledge of IFRS accounting rules
Understanding of broker-dealer products and operational flows
Experience with regulatory capital filings for financial institutions
At least six years of relevant experience generally expected
Bring regulatory capital, financial reporting, and risk expertise to accurate CIRO filings for Morgan Stanley’s Canadian entities.

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📌 Canadian Regulatory Capital Controller (Ontario)
🏢 Morgan Stanley
📍 Ontario