Support client transitions at ScotiaMcLeod in Toronto, applying investment advice and relationship management within a full-service wealth management firm.
As an Investment Advisor, you will ensure clients experience a smooth transition to the National Branch. You will manage existing relationships, promote products and services, and provide investment advice aligned with objectives. The position also requires documentation completion, regulatory awareness, and collaboration with the team.
Key Responsibilities: Complete client documentation transfers from the original branch
Provide investment advice according to branch protocol
Manage existing client relationships and promote products
Remain current on regulations and trading activities
Share knowledge and participate in team meetings
Requirements: Registered Representative approval with CIRO
Understanding of industry and firm compliance regulations
Solid self-management and results orientation
Proficiency in ScotiaMcLeod systems is an asset
Bring investment advice, compliance knowledge, and client relationship management to ScotiaMcLeod’s Toronto National Branch transition team.