Support investment solutions compliance with Scotiabank as a Portfolio Analyst in Toronto, reviewing policies and tracking violations. This contract lasts 10 months.

Within Investment and Advisory Solutions and Scotia Wealth Management, this analyst contributes to the Managed Portfolio Program’s daily operations. You will help ensure activities follow governing regulations, internal policies, and procedures. The position requires communication, inquiry, investigation, and timely escalation of issues.

Key Responsibilities:

- Organize communications concerning Investment Policy Statement violations
- Monitor violations and confirm closure of outstanding items
- Investigate issues and escalate when appropriate
- Implement corrective and risk mitigation actions promptly
- Consider risk appetite and culture in daily decisions

Requirements:

- Post-secondary degree
- Preferred CFA Level 1 qualification
- Effective experience working with Advisors
- Solid Microsoft Office suite skills
- Excel VBA preferred

Use compliance, investigation, and Microsoft Office capabilities to support Investment Solutions operations within Scotia Wealth Management.

📌 Investment Solutions Compliance Analyst (Toronto)
🏢 Scotiabank
📍 Toronto