Support compliance systems and data analysis with Wellington-Altus in Calgary or Toronto. Help monitor communications, trading supervision, and internal databases.

Reporting to the AVP, Supervision, this Compliance Analyst supports tools used across the Compliance Team. The position maintains systems, analyzes compliance data, and helps ensure regulatory requirements and internal policies are followed. Wellington-Altus operates in Canada’s investment and wealth management industry.

Key Responsibilities:

- Maintain compliance systems, user access, updates, and recent functionalities
- Analyze data, identify trends, and present actionable reports
- Monitor email and social media for regulator risks
- Resolve system issues and ensure data accuracy




- Support audits with documentation and corrective actions

Requirements:

- Minimum two years progressive experience with CIRO Dealer Member or bank
- Knowledge of financial services, CIRO, and provincial securities regulators
- Experience with data analysis and risk management
- Proficiency with Power BI and Microsoft Office
- Familiarity with supervision and communications monitoring tools

Bring systems expertise, analytical judgment, and regulatory knowledge to Wellington-Altus compliance operations in Calgary or Toronto.

📌 Compliance Systems Analyst Calgary Toronto
🏢 Wellington-Altus Private Wealth
📍 Calgary