Lead compliance programs at Sagard, a global multi-strategy alternative asset manager, using regulatory judgment and AI-enabled technology. This role offers functional ownership from Day 1.
As Director, Compliance, you will support Sagard entities in Canada, the United States, and internationally. You will advise on product formation, investment activity, M&A;, private funds, and cross-border advisory work. The position supports legal and compliance capabilities across multiple strategies and jurisdictions.
Key Responsibilities: Lead compliance programs for SEC-registered advisers and Canadian registrants
Maintain compliance manuals, codes, procedures, and related policies
Lead annual reviews and prepare reports for senior stakeholders




Monitor regulatory developments across private markets and advisory activities
Oversee regulatory filings, examinations, inquiries, and remediation
Requirements: Seven to twelve years of relevant regulatory compliance experience
Experience with OSC, AMF, or SEC-registered investment advisers
Knowledge of Investment Advisers Act and SEC private fund rules
Experience managing examinations and regulatory inquiries
AI fluency, technical curiosity, and international platform experience
Apply compliance expertise, private markets knowledge, and practical judgment across Sagard’s growing global investment platform.

#J-18808-Ljbffr

📌 Director Compliance Alternative Asset Management (Quebec City)
🏢 Sagard Holdings Manager
📍 Quebec City