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Title: Manager, Regulatory Trade Reporting (GWO)

Requisition ID:
Employee Referral Program – Potential Reward: $2,000.00
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The Role

The Manager leads a team within Global Wholesale Operations responsible for driving an effective and productive OTC Regulatory Reporting Control & Monitoring. This team ensures Scotiabank is meeting its regulatory commitments with respect to complete, accurate and timely trade reporting; maintains and improves trade reporting controls and error corrections; and actively helps to drive business initiatives.

Is this role right for you? In this role, you will:

- Lead a team ensuring effective execution and recordkeeping of an extensive suite of daily and periodic controls, as well as the resulting breach management, escalation, and documentation responsibilities.




- Understand and maintain up-to-date knowledge of OTC derivative reporting requirements across all jurisdictions. Regimes covered include: FR2420, MIFID II, CIRO, CAT/CAIS, SFTR, SMMD, Electronic Bluesheets;
- As well as: CFTC, SEC, CTR, ESMA, FCA, MAS, IIROC
- Help to drive change management projects/initiatives to ensure that regulatory reporting controls are operating effectively have appropriate management metrics associated.
- Generate accurate and complete executive reporting for a variety of Committees, taking care to reflect key risks and issues in the programs the team covers.
- Support management commitments associated with Regulator, Internal Testing and Audit observations. This includes supporting responses to queries, analyzing observations, designing solutions, delivering commitments, and providing evidence of closure.
- Lead and drive a customer focused culture throughout their team to deepen stakeholder relationships and leverage broader

📌 Manager, Regulatory Trade Reporting (Toronto)
🏢 Scotiabank
📍 Toronto