Lead asset management compliance operations at SLC Management, coordinating regulatory filings, governance, and program administration across jurisdictions. This hybrid work model expects three or more office days weekly. As Director, Compliance, you will support execution and enhancement of the Asset Management Compliance Program. The position requires regulatory knowledge, project management capabilities, and operational expertise. You will coordinate compliance processes, regulatory obligations, strategic initiatives, and governance activities across SLC Management. Key Responsibilities:

Administer registered investment adviser compliance programs across jurisdictions Coordinate Form ADV, Form PF, NFA, OSC, and FCA filings Maintain policies, procedures, inventories, calendars, and evidence repositories Support audits, examinations, remediation,



and system implementation projects Prepare dashboards, trend analysis, and governance committee materials Requirements:

Bachelor’s degree in business, finance, economics, law, or related discipline Seven or more years of asset management or compliance experience Understanding of investment adviser regulations and compliance frameworks Experience supporting filings, governance programs, audits, and compliance operations Solid project management, analytical, organizational, and communication skills Apply regulatory expertise, operational discipline, and project management skills to strengthen SLC Management’s global compliance framework.

📌 Asset Management Compliance Director (Toronto)
🏢 Sun Life
📍 Toronto